SDIC Capital (600061): Signed Tripartite Supervision Agreement On Special Account Of Raised Funds

Announcement of SDIC Capital Co., Ltd. on signing the tripartite supervision agreement on the special account of raised funds

The board of directors and all directors of the company guarantee that there are no false records, misleading statements or major omissions in the contents of this announcement, and shall bear individual and joint liabilities for the authenticity, accuracy and completeness of the contents.

1、 Basic information of funds raised

With the approval of China Securities Regulatory Commission zjxk [2020] No. 1070 "reply on approval of state investment capital Co., Ltd. to issue convertible corporate bonds publicly, SDIC Capital Co., Ltd. (hereinafter referred to as" SDIC capital "or" the company ") issued 8, There are 10 million convertible corporate bonds, each with a face value of 100 yuan and a total issue amount of 800 million yuan. After deducting the issuance expenses of 56310377.36 yuan, the net amount of raised funds is RMB 7943689622.64 yuan. Lixin certified public accountants Co., Ltd. (special general partnership) has verified the capital availability of the company's public issuance of convertible bonds, and issued the capital verification report of the raised funds from the public issuance of convertible company bonds (xksbz [2020] No. zg11702).

2、 Signing of tripartite supervision agreement on special account for raised funds and opening of special account for raised funds

In order to standardize the management and use of the company's raised funds and protect the rights and interests of investors, the company has set up a fund raising system in accordance with the regulatory guidelines for listed companies No. 2 - regulatory requirements for the management and use of raised funds of listed companies, the measures for the administration of raised funds of listed companies of Shanghai Stock Exchange, and the administrative measures for raised funds of state owned investment corporation limited

(hereinafter referred to as "United Securities Association" and "United Securities Co., Ltd." (hereinafter referred to as "United Securities Co., Ltd.") and "United Securities Co., Ltd." (hereinafter referred to as "the securities regulatory agency") and "United Securities Company Limited" (hereinafter referred to as "the securities regulatory agency") (I).

As of July 30, the opening of the company's special account for raised funds is as follows:

3、 Main contents of tripartite supervision agreement on special account of raised funds

The main contents of the supervision agreement signed by the company, the opening bank and the joint sponsor are as follows:

The company has opened a special account for raising funds (hereinafter referred to as the "special account"), which is only used for the storage and use of the funds raised by the company's public issuance of convertible bonds, and shall not be used for other purposes;

The company and the account opening bank shall jointly abide by the bill law of the people's Republic of China, the payment and settlement measures, the management measures for RMB bank settlement accounts and other laws, regulations and rules;

Guotai Junan and Anxin securities, as the sponsor institutions of the company, shall, in accordance with relevant provisions, appoint a sponsor representative or other staff to supervise the use of the company's raised funds;

The opening bank shall issue the true, accurate and complete special account statement to the company on a monthly basis (before the 10th day of each month), and send a copy to the joint sponsor;

If the company withdraws more than 50 million yuan from the special account once or within 12 months or reaches 20% of the net amount after deducting the issuance expenses from the total amount of the raised funds, the company shall timely notify the joint sponsor by email and provide the expenditure list of the special account;

The joint recommendation institution shall have the right to replace the designated recommendation representative in accordance with relevant provisions. If the joint recommendation agency changes the recommendation representative, it shall notify the opening bank of the relevant supporting documents in writing, and at the same time, it shall notify the contact information of the recommendation representative after the replacement in writing according to the requirements of this agreement;

If the opening bank fails to issue statements to the company in time for three consecutive times, or fails to cooperate with the joint sponsor to investigate the special account, the company may terminate the agreement and cancel the special account for raised funds unilaterally on its own initiative or at the request of the joint sponsor;

If the joint recommendation institution discovers that the company or the Bank of deposit fails to perform the agreement as agreed, it shall promptly report to the Shanghai Stock Exchange in writing after knowing the relevant facts.

It is hereby announced.

SDIC Capital Co., Ltd

August 12, 2020